Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Angela Jo Kiefer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $100 | 11-11-2011 |
| Anthony Jason Parr | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $140 | 01-05-2018 |
| Barbara Amberg O'Connor | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $10 | 03-09-2012 |
| Barbara Jean Folz | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $50 | 01-05-2018 |
| Brent Colin Peroutka | Woodbury Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 12-01-2011 |
| Brian Carl McKnight | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $120 | 01-05-2018 |
| Brian J. Schreiber | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 01-14-2019 |
| Brian Jeffrey Jass | AdvisorNet Wealth Management | Wells Fargo Clearing Services, LLC | — | 02-23-2016 |
| Brian Richard Larson | Morgan Stanley | Wells Fargo Clearing Services, LLC | $150 | 10-12-2018 |
| Bruce Jay Zwick | Morgan Stanley | Wells Fargo Clearing Services, LLC | — | 10-12-2018 |
| Christina Dae Van Slooten | UBS Financial Services Inc. | Wells Fargo Clearing Services, LLC | — | 08-13-2013 |
| Christopher Gerald Anderson | Commonwealth Financial Network | Wells Fargo Clearing Services, LLC | — | 05-06-2011 |
| Daniel James Burfeind | Morgan Stanley | Wells Fargo Clearing Services, LLC | — | 05-08-2015 |
| David Todd Upin | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $100 | 10-17-2012 |
| Domenico Mastropierro | Cetera Investment Services LLC | Wells Fargo Clearing Services, LLC | — | 08-27-2014 |
| Douglas Merle Dirks | Morgan Stanley | Wells Fargo Clearing Services, LLC | — | 02-26-2018 |
| Edward Joseph Folisi, Thomas Jefrey Barber | UBS Financial Services Inc. | Wells Fargo Clearing Services, LLC | — | 11-02-2011 |
| Gerry Troy Bollinger | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 09-01-2015 |
| Gina K. Blair | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 12-10-2018 |
| Ian Lars Isakson | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-30-2016 |
| Ilene Sue Zwick | Morgan Stanley | Wells Fargo Clearing Services, LLC | $72 | 10-12-2018 |
| Jeffrey Charles Strickland | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 09-01-2017 |
| Jeffrey Evan Lehman | VALIC Financial Advisors, Inc. | Wells Fargo Clearing Services, LLC | — | 08-07-2012 |
| Jeffrey P. Benda | Cetera Investment Services LLC | Wells Fargo Clearing Services, LLC | — | 03-08-2018 |
| Jessica Ann Moody | Northland Securities, Inc. | Wells Fargo Clearing Services, LLC | — | 02-29-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
