Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Steven PaytonCetera Advisor Networks LLCWells Fargo Investments, LLC$1001-11-2010
Theodore John BujoldRBC Capital Markets, LLCWells Fargo Investments, LLC12-10-2010
Thomas Christopher WuertzRBC Capital Markets, LLCWells Fargo Investments, LLC$1011-10-2010
Gary Robert Bubalo, John Paul LawienRBC Capital Markets, LLCWells Fargo Investments, LLC$10005-01-2009
Andrew Roy DaleU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC01-14-2009
Shawn Michael DerbyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Bruce Winkley WiessnerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Dean Scott AdelmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Todd Douglas BakerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jon Palmer BrownWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Charles Alvin MurrayWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Douglas Scott JanzigWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Curtis Blaine HintzmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Louis FinkWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael John KuensterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Scott Raymond CarlsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Rene Carl ChiribogaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Troy Clifford ZellerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Paul Charles TraczykWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jason Alan SinningWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Troy Lee MoserWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Charles Arthur McCrackenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Angela Pietra TararaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
James Scott ArnessWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$7501-03-2011
Kathy Ann DeanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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