Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Ellen GandrudWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Robert Raymond Cass Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Eric PaulWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Lee James RegasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Diane Marie PetersonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Michael John SchneiderWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Katherine Anne KinneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Bradley James WendelWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Paul Seymour HammondWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Timothy Michael PiteraWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
John Glenn ElliottWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Paul James EnterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Todd Milan VucenichWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Daniel Joseph BigaouetteWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Rodney Kevin VucenichWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
John David AweWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Sally Kathleen OradeiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Christopher Robert HagerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kevin Michael KuensterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Rodney Victor ZimmWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Marsha Maria VansantWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Philip Edward PostlewaiteWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Keith Alan VanliereWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kerrick Wayne PearsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Mark Steven HellerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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