Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Stuart HamiltonAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$10004-04-2013
Amanda L PetriAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-29-2019
Amy Marie TwomblyAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.05-01-2009
Andrew Brian HenryAmeriprise Financial Services, Inc.INVEST Financial Corporation08-24-2015
Angela Dawn O NeilinAmeriprise Financial Services, Inc.Independent Financial Partners08-15-2018
Anthony Lee SchusterAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.01-14-2009
Ashton Y. PenisterAmeriprise Financial Services, Inc.Park Avenue Securities LLC08-12-2016
Barbara Amberg O'ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1003-09-2012
Braden Charles EllisAmeriprise Financial Services, Inc.ValMark Securities, Inc.03-29-2019
Bradley James KoenckAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.02-20-2015
Brian A MisiewiczAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Brian David MeyerAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.08-07-2012
Brian John SeastoneAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$5011-25-2014
Brian Mitchell ReissAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.04-28-2015
Brian Thomas SoleyAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$2501-09-2012
Brooks Lee StaplesAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.11-28-2014
Brooks StaplesAmeriprise Financial Services, Inc.U.S. Bancorp Investments$6911-28-2014
Chad Allen HuntAmeriprise Financial Services, Inc.Griffin Capital Securities, LLC$5003-23-2018
Chad Lee MurphyAmeriprise Financial Services, Inc.Columbia Management Investment Distributors, Inc.$5005-05-2010
Cheryle Ann CafieroAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-16-2016
Christian Edward DoeppAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.04-23-2009
Christina Marie WetmoreAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-04-2016
Christopher Drake BentleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-11-2013
Christopher Mark AndersonAmeriprise Financial Services, Inc.LPL Financial LLC02-17-2017
Constance Kay WilliamsAmeriprise Financial Services, Inc.Wealth Enhancement Brokerage Services, LLC03-09-2017
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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