Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Joy Louise MathewsAmeriprise Financial Services, LLCThrivent Investment Management Inc.08-21-2020
Carrie Jo ExleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2020
Andrew J HaskellAmeriprise Financial Services, LLCCommonwealth Financial Network06-05-2020
Nichol Marie StimacAmeriprise Financial Services, LLCPNC Investments05-29-2020
John Eric FalldinAmeriprise Financial Services, LLCMorgan Stanley$10005-22-2020
James Theodore Mattson JrAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Abby Christine DorityAmeriprise Financial Services, LLCMorgan Stanley$5005-22-2020
James Earl MattsonAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Austin Jeffrey BockAmeriprise Financial Services, LLCCTB Financial Services, Ltd.04-21-2020
Garrett Michael SambAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2020
Ayotunde IdowuAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-09-2020
Nickolas Elio VaraniAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Daniel Joseph TuohyAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-06-2019
John LavinAmeriprise Financial Services, LLCEdward Jones10-24-2019
Jane Ann MusserAmeriprise Financial Services, LLCHighTower Securities, LLC10-10-2019
Tony Larson Russell F Payne Rob LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$22209-25-2019
Anthony S LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Russell Francis Newton PayneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-25-2019
Rob Matthew LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Floyd Clarence MeyerAmeriprise Financial Services, LLCLaraway Financial Advisors, Inc.$15008-30-2019
Amanda L PetriAmeriprise Financial Services, LLCThrivent Investment Management Inc.04-29-2019
Gayle Louise SiebenbrunerAmeriprise Financial Services, LLCBancWest Investment Services, Inc.04-18-2019
Braden Charles EllisAmeriprise Financial Services, LLCValMark Securities, Inc.03-29-2019
Michael Anthony Franz SchumacherAmeriprise Financial Services, LLCSolidity Financial LLC09-10-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.