Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew G BrakefieldCambridge Investment Research, Inc.Securities America, Inc.07-30-2020
Ashley StevensCambridge Investment Research, Inc.Thrivent Investment Management Inc.07-24-2020
Adam M PhillipichCambridge Investment Research, Inc.Equitable Advisors, LLC05-01-2020
Mark William WollmeringCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
David Grant Anderson JrCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Nicolas Stephen HartlageCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Cam Joel MaderCambridge Investment Research, Inc.SII Investments, Inc.11-29-2017
Cynthia Jean OMearaCambridge Investment Research, Inc.SII Investments, Inc.$10011-01-2017
George Lorance JorgensenCambridge Investment Research, Inc.INVEST Financial Corporation$4011-01-2017
Peggy Joy MeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$2511-01-2017
Michael John HartmannCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Joseph Charles FeringCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Nancy Anne Van De BergCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Teresa Ann HupCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Edna Eileen BuysCambridge Investment Research, Inc.INVEST Financial Corporation$5011-01-2017
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Marjean Marie OssefoortCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
James Marvin ScholljegerdesCambridge Investment Research, Inc.SII Investments, Inc.11-01-2017
David Jon RiphagenCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Scott T FlemingCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John Darren TuttCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John E EhrenfeldCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.