Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Travis James StoryCambridge Investment Research, Inc.Allied Beacon Partners, Inc.01-03-2012
Kristi Lyn SanzCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2014
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC04-01-2011
Christopher John HastingsCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-22-2014
Scott Michael SiverhusCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5006-01-2010
Curtis Wayne SwensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5006-01-2010
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-01-2010
Gregory Jerald MortensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-01-2010
Patrice Marie MacgibbonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.11-02-2012
Gregory Scott KoalskaCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Mark William WollmeringCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
David Grant Anderson Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Nicolas Stephen HartlageCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Gregory Scott KoalskaCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
David John HerbeckCambridge Investment Research, Inc.HD Vest Investment Services$5010-05-2012
Joseph Edward KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$5002-24-2017
Alexander KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-24-2017
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Michael John HartmannCambridge Investment Research, Inc.INVEST Financial Corporation$2511-01-2017
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Marjean Marie OssefoortCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Teresa Ann HupCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Edna Eileen BuysCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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