Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M. PhillipichCambridge Investment Research, Inc.AXA Advisors, LLC05-01-2020
Alexander KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-24-2017
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-01-2010
Andrew James LatourelleCambridge Investment Research, Inc.MetLife Securities Inc.01-04-2016
Andrew Joseph SelbergCambridge Investment Research, Inc.Waddell & Reed07-22-2015
Brad BarinskyCambridge Investment Research, Inc.Principal Securities, Inc.02-02-2016
Cam Joel MaderCambridge Investment Research, Inc.SII Investments, Inc.$5011-29-2017
Charles Thomas SandstromCambridge Investment Research, Inc.Summit Brokerage Services, Inc.08-01-2017
Christina Marie NewmanCambridge Investment Research, Inc.Securian Financial Services, Inc.05-09-2014
Christopher John HastingsCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-22-2014
Christopher John LawCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Christopher L. WayneCambridge Investment Research, Inc.Securities America, Inc.01-02-2014
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Clint N. NelsonCambridge Investment Research, Inc.New England Securities10-01-2013
Curtis Wayne SwensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10006-01-2010
Cynthia Jean O'MearaCambridge Investment Research, Inc.SII Investments, Inc.$10011-01-2017
Daniel Paul StolfaCambridge Investment Research, Inc.MetLife Securities Inc.$17011-02-2016
Darren Lee EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.10-16-2017
Daryl Lynn EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-16-2017
David Grant Anderson Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
David John HerbeckCambridge Investment Research, Inc.Avantax Investment Services, Inc.$5010-05-2012
David Jon RiphagenCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
David Wayne TomfohrdeCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-23-2013
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Edna Eileen BuysCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.