Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-24-2017
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-01-2010
Andrew James LatourelleCambridge Investment Research, Inc.MetLife Securities Inc.01-04-2016
Brad BarinskyCambridge Investment Research, Inc.Principal Securities, Inc.02-02-2016
Cam Joel MaderCambridge Investment Research, Inc.SII Investments, Inc.$5011-29-2017
Christopher John HastingsCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-22-2014
Christopher L. WayneCambridge Investment Research, Inc.Securities America, Inc.01-02-2014
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Curtis Wayne SwensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5006-01-2010
Cynthia Jean O'MearaCambridge Investment Research, Inc.SII Investments, Inc.$10011-01-2017
Darren Lee EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.10-16-2017
David John HerbeckCambridge Investment Research, Inc.HD Vest Investment Services$5010-05-2012
David Jon RiphagenCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Edna Eileen BuysCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Gregory Jerald MortensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-01-2010
Henry Elmer LehnCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2505-10-2016
James Francis SchmitzCambridge Investment Research, Inc.Voya Financial Advisors, Inc.06-11-2012
James Laurance GruningCambridge Investment Research, Inc.Investors Capital Corp.$5001-04-2010
James Marvin ScholljegerdesCambridge Investment Research, Inc.SII Investments, Inc.11-01-2017
John Darren TuttCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John E. EhrenfeldCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John Edward HanceCambridge Investment Research, Inc.The Capital Advisory Group Advisory Services, LLC06-19-2009
John Robert HinzCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$2508-01-2017
Joseph Edward KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$5002-24-2017
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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