Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Paul LonskiCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$5001-10-2019
Edward Harry WarnCetera Advisor Networks LLCHD Vest Investment Services09-20-2018
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Robert J. FelixCetera Advisor Networks LLCTD Ameritrade, Inc.08-17-2018
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
Joshua KampbellCetera Advisor Networks LLCGirard Securities, Inc.$5011-01-2017
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Tyler John BruggemanCetera Advisor Networks LLCSecurian Financial Services, Inc.10-13-2017
Michael Nathan LauerCetera Advisor Networks LLCCambridge Investment Research, Inc.07-03-2017
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
Alan David LuttmanCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$5010-10-2016
Michael Patrick BraddyCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$2510-10-2016
Kenneth Marvin Solem Jr.Cetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.10-10-2016
James Paul Benson IICetera Advisor Networks LLCNational Planning Corporation$29103-28-2016
Eric S. KallalCetera Advisor Networks LLCKalos Capital, Inc.03-07-2016
Bradley J. PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
Joan Maastricht GillesCetera Advisor Networks LLCAmeriprise Financial Services, Inc.01-30-2015
Christopher J. HaslingCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-11-2014
Troy Dale WinegarnerCetera Advisor Networks LLCMorgan Stanley$10009-10-2014
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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