Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Loren PageCetera Advisor Networks LLCCWM, LLC08-24-2020
Michael Merritt HinikerCetera Advisor Networks LLCE*TRADE Securities LLC08-20-2020
Aaron Michael PeloquinCetera Advisor Networks LLCAvantax Investment Services, Inc.08-05-2020
Kari Anna PolasekCetera Advisor Networks LLCWealth Enhancement Brokerage Services, LLC07-17-2020
Christine Mary ZuckCetera Advisor Networks LLCLPL Financial LLC06-29-2020
Harrison S FalteisekCetera Advisor Networks LLCOneAmerica Securities, Inc.05-28-2020
Kevin Dean HemmeCetera Advisor Networks LLCLPL Financial LLC03-20-2020
Robert Charles BeverothCetera Advisor Networks LLCPruco Securities, LLC.02-12-2020
Evan Alfred ChangCetera Advisor Networks LLCRBC Capital Markets, LLC12-05-2019
Peter Alan SorensenCetera Advisor Networks LLCSagePoint Financial, Inc.$2511-01-2019
Robert Matthew QuinlanCetera Advisor Networks LLCSagePoint Financial, Inc.$5011-01-2019
Jon Raphael StaeblerCetera Advisor Networks LLCLincoln Financial Advisors Corporation$10010-11-2019
Adam Edward LaberdaCetera Advisor Networks LLCAllianz Life Financial Services, LLC09-16-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.06-14-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC06-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Jed Andrew LundCetera Advisor Networks LLCWoodbury Financial Services, Inc.03-15-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$15001-10-2019
Edward Harry WarnCetera Advisor Networks LLCAvantax Investment Services, Inc.09-20-2018
Robert Joseph FelixCetera Advisor Networks LLCTD Ameritrade, Inc.08-17-2018
Laura J PennerCetera Advisor Networks LLCPark Avenue Securities LLC11-02-2017
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Michael Nathan LauerCetera Advisor Networks LLCCambridge Investment Research, Inc.$10007-03-2017
Nels Edwin EricksonCetera Advisor Networks LLCLPL Financial LLC06-13-2017
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.