Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lloyd FossCetera Advisor Networks LLCPrincipal Securities, Inc.$5002-27-2009
Charles William MolineCetera Advisor Networks LLCThe O.N. Equity Sales Company03-12-2009
Aaron Daniel LockeCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Robert John McHattieCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Joshua David CanniffCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Michael David PetersenCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-15-2009
Geoffrey Dale KleinCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-08-2009
Brady William SchmidtCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-08-2009
James Steven PaytonCetera Advisor Networks LLCWells Fargo Investments, LLC$1001-11-2010
Richard Mark O'ConnorCetera Advisor Networks LLCM&I Financial Advisors, Inc.02-23-2010
Patrick Dean FranciscoCetera Advisor Networks LLCWoodbury Financial Services, Inc.10-22-2010
Jeffrey Terry BergersonCetera Advisor Networks LLCSecurian Financial Services, Inc.08-26-2011
Brian Joseph AdamekCetera Advisor Networks LLCNational Planning Corporation10-06-2011
David Christopher EdelmanCetera Advisor Networks LLCWaddell & Reed01-27-2012
Mark Robert StangerCetera Advisor Networks LLCSecurian Financial Services, Inc.04-03-2012
Megan Elizabeth GehrmanCetera Advisor Networks LLCNational Planning Corporation05-01-2012
Wade Adam KolanderCetera Advisor Networks LLCVALIC Financial Advisors, Inc.$1008-21-2012
Alan David TandlerCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
David SoltysCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Sandra Renee KadisakCetera Advisor Networks LLCMetLife Securities Inc.12-19-2013
Troy Dale WinegarnerCetera Advisor Networks LLCMorgan Stanley$10009-10-2014
Christopher J. HaslingCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-11-2014
Joan Maastricht GillesCetera Advisor Networks LLCAmeriprise Financial Services, Inc.01-30-2015
Bradley J. PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
Eric S. KallalCetera Advisor Networks LLCKalos Capital, Inc.03-07-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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