Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew SuraceCetera Investment Services LLCEquitable Advisors, LLC08-27-2020
Norella Sylvia Peart-MontgomeryCetera Investment Services LLCWells Fargo Clearing Services, LLC03-20-2020
Gena Faye WolbrechtCetera Investment Services LLCLPL Financial LLC01-13-2020
Daniel Asael AmanCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Jenny Carolina GranadaCetera Investment Services LLCLPL Financial LLC11-16-2019
Cheryl Lynn EllingsonCetera Investment Services LLCLPL Financial LLC10-15-2019
Thomas Anthony RagerCetera Investment Services LLCWells Fargo Clearing Services, LLC09-20-2019
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Keith Allyn SowadaCetera Investment Services LLCThrivent Investment Management Inc.07-30-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Alfredo G ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Jeremy Niles LoftisCetera Investment Services LLCRaymond James Financial Services, Inc.11-02-2018
Sharon E HammerCetera Investment Services LLCKelman Lazarov Inc$25010-30-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.07-27-2018
Richard A SimpsonCetera Investment Services LLCBB&T Investment Services, Inc.11-29-2017
Erin R HajduCetera Investment Services LLCSunTrust Investment Services, Inc.11-16-2017
William J SmithCetera Investment Services LLCSunTrust Investment Services, Inc.07-27-2017
Mark D HedmanCetera Investment Services LLCEdward Jones03-15-2017
Chad Matthew RaicheCetera Investment Services LLCGradient Advisors, LLC11-15-2016
Derek John DelaneyCetera Investment Services LLCThrivent Investment Management Inc.$15009-01-2016
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Fernando Patron IVCetera Investment Services LLCAmeriprise Financial Services, LLC09-09-2015
Shane Patrick SkellyCetera Investment Services LLCLaSalle St Securities, L.L.C.$15012-03-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.