Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ellen Jean FelmleeCetera Investment Services LLCEdward Jones$10002-05-2009
Ronald Alan BeckmanCetera Investment Services LLCEdward Jones01-19-2010
Daryl Robert SnowCetera Investment Services LLCThrivent Investment Management Inc.$50004-05-2010
Jeanette Marie McNeeCetera Investment Services LLCGreat American Advisors, Inc.08-06-2010
Jodell Marie SchultzCetera Investment Services LLCGreat American Advisors, Inc.09-01-2010
Scott Duane RustadCetera Investment Services LLCLincoln Investment10-29-2010
Amy Jo GoeringCetera Investment Services LLCEdward Jones12-21-2010
Peter Eugene CongdonCetera Investment Services LLCMML Investors Services, LLC01-01-2011
Kenneth Michael SpannCetera Investment Services LLCChase Investment Services Corp.04-05-2011
Dale Allen CarlsonCetera Investment Services LLCMML Investors Services, LLC05-13-2011
Anthony Charles HillCetera Investment Services LLCAllstate Financial Services, LLC06-01-2011
William Sherman Harrison IICetera Investment Services LLCHfa Asset Management, Inc.$10008-16-2011
Timothy James JensenCetera Investment Services LLCEdward Jones10-17-2011
Edward Michael GolomCetera Investment Services LLCEdward Jones04-01-2012
Brad Richard BakkenCetera Investment Services LLCBancWest Investment Services, Inc.$50007-02-2012
James Daniel Landers Jr.Cetera Investment Services LLCMorgan Stanley$10001-07-2013
Chad Andrew ClarkCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2013
Todd EdmondsonCetera Investment Services LLCPNC Investments01-10-2013
Charles Ray Counce Jr.Cetera Investment Services LLCBancorpSouth Investment Services, Inc.$50001-11-2013
James Rhett LankfordCetera Investment Services LLCFTB Advisors, Inc.01-11-2013
Patrick George RehmCetera Investment Services LLCBB&T Investment Services, Inc.01-11-2013
Mark Adam NarrellCetera Investment Services LLCInfinex Investments, Inc.$25001-16-2013
Michael Stephen HodgesCetera Investment Services LLCPNC Investments01-18-2013
Christopher Stephen GeeCetera Investment Services LLCEdward Jones$10001-29-2013
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$50001-29-2013
Next Page »

Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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