Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Smith, Danica Goshert, Charles Stewart, Daniel LaNasa, Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services$70008-15-2018
Amanda Jane JohnsonCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Edward Bradley SmithCommonwealth Financial NetworkSecurian Financial Services, Inc.$11008-14-2018
Aaron James PutmanCommonwealth Financial NetworkHaukedahl Financial Services$5011-01-2017
Brett Iver HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services$25011-01-2017
Mark Iver HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services$10011-01-2017
Andrew J HaskellCommonwealth Financial NetworkInvestment Centers of America, Inc.$110-06-2017
Andrew James ClooseCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
Fredrick Walter SundquistCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
Joseph Timothy LavineCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
William James MarkovichCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-06-2017
Andrew Michael LuckingCommonwealth Financial NetworkVermillion Wealth Management Inc.$101-17-2017
Cheryl Jean GrochowskiCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1006-24-2016
Elizabeth Karen KroghCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1006-24-2016
Ardis Louise Nohner BlackCommonwealth Financial NetworkInvestors Financial Group$5006-16-2016
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Chloe Kathryn BrielCommonwealth Financial NetworkCetera Advisor Networks LLC03-23-2015
Albert Lance LimCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-26-2014
Larry Ray DegraafCommonwealth Financial NetworkFintegra, LLC$10009-06-2013
Mary Louise MaleskaCommonwealth Financial NetworkFintegra, LLC09-06-2013
James Robert HillemeierCommonwealth Financial NetworkWalnut Street Securities, Inc.$2505-31-2013
Patrick Alan FlemingCommonwealth Financial NetworkFeltl & Company03-11-2013
Bradley Paul JohnsonCommonwealth Financial NetworkWoodbury Financial Services, Inc.$2509-06-2012
Jill Denise SillCommonwealth Financial NetworkWoodbury Financial Services, Inc.09-06-2012
Joel Seth GreenwaldCommonwealth Financial NetworkCetera Advisor Networks LLC08-01-2012
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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