Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony James RemundCommonwealth Financial NetworkEdward Jones07-10-2020
Sarah AlbrightCommonwealth Financial NetworkFBL Marketing Services, LLC10-04-2019
Cole M GauldinCommonwealth Financial NetworkWaddell & Reed11-05-2018
Ted Smith Danica Goshert Charles Stewart Daniel LaNasa Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services, Inc.$70008-15-2018
Danica L GoshertCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Daniel Joseph LanasaCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Charles Alexander StewartCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Edward Bradley SmithCommonwealth Financial NetworkSecurian Financial Services, Inc.$11008-14-2018
Tiffany Marie TomassoniCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-02-2018
Mark Iver HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services$10011-01-2017
Aaron James PutmanCommonwealth Financial NetworkHaukedahl Financial Services$5011-01-2017
Brett I HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services$25011-01-2017
Stephanie Lynn LeducCommonwealth Financial NetworkInvestment Centers of America, Inc.$2510-06-2017
Joseph Timothy LavineCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
William James MarkovichCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-06-2017
Andrew James ClooseCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
Elizabeth Karen KroghCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-24-2016
Cheryl Jean GrochowskiCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-24-2016
Ardis L Nohner BlackCommonwealth Financial NetworkInvestors Financial Group06-16-2016
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Thomas Michael KeyesCommonwealth Financial NetworkUBS Financial Services Inc.$10010-09-2015
William George BeriganCommonwealth Financial NetworkUBS Financial Services Inc.10-09-2015
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
Larry Ray DegraafCommonwealth Financial NetworkFintegra, LLC$10009-06-2013
Laurie Anne MoserCommonwealth Financial NetworkFintegra, LLC09-06-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.