Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Judd BjorklundLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Erika WoodLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Katie Linn BjorklundLPL Financial LLCPrincipal Securities, Inc.09-08-2020
Agim DevaLPL Financial LLCCetera Investment Services LLC08-25-2020
Richard John VinarLPL Financial LLCHarbour Investments, Inc.$5008-17-2020
David Jens NielsenLPL Financial LLCEdward Jones08-10-2020
William Arthur BaxterLPL Financial LLCCetera Investment Services LLC07-31-2020
Richard Harris SallLPL Financial LLCVoya Financial Advisors, Inc.$5007-30-2020
Heather Anne CareyLPL Financial LLCVoya Financial Advisors, Inc.07-30-2020
Christopher Lee BialkeLPL Financial LLCLincoln Financial Advisors Corporation$2507-22-2020
Daniel James RabideauxLPL Financial LLCLincoln Financial Advisors Corporation07-22-2020
Jeremy Kemp BatemanLPL Financial LLCLincoln Financial Advisors Corporation07-22-2020
Cassie Ann HegwoodLPL Financial LLCUBS Financial Services Inc.07-21-2020
Michael Lee ForsbergLPL Financial LLCSecurities America, Inc.07-13-2020
Connor Monahan GaarderLPL Financial LLCAmeriprise Financial Services, LLC06-26-2020
Lucas J AndersonLPL Financial LLCAmeriprise Financial Services, LLC06-18-2020
Kris Staples Trevor JohnsonLPL Financial LLCFirst Allied Securities, Inc.$15006-15-2020
Kris Staples Trevor JohnsonLPL Financial LLCFirst Allied Securities, Inc.$15006-15-2020
Kristopher Arthur StaplesLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Trevor Adam JohnsonLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Mark T FitchLPL Financial LLCWells Fargo Clearing Services, LLC06-05-2020
Jennifer Jean WoogLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-26-2020
Justin Michael CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
Timothy John SchaeferLPL Financial LLCSecurities America, Inc.$5003-16-2020
Tyler Jordan SwansonLPL Financial LLCCommonwealth Financial Network03-16-2020
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.