Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christopher SherwinLPL Financial LLCEdward Jones01-12-2009
Charles Dennis HamerLPL Financial LLCRaymond James Financial Services, Inc.02-13-2009
Nicole Ann Webb De VriesLPL Financial LLCGrubb & Ellis Securities, Inc.02-19-2009
Lance Nicholas JufferLPL Financial LLCMetLife Securities Inc.04-22-2009
James William KalinaLPL Financial LLCMorgan Stanley & Co. LLC$25005-04-2009
Daniel A. GiesekeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Michael David TrnkaLPL Financial LLCINVEST Financial Corporation$50008-01-2009
Stephen Jay ReichLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-06-2009
Laura Claire ZahnLPL Financial LLCEdward Jones$25009-08-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC$25009-09-2009
Karl Robert WilsonLPL Financial LLCAmeriprise Advisor Services, Inc.$10010-01-2009
Jennifer Elizabeth BolandLPL Financial LLCMetLife Securities Inc.$10010-01-2009
Travis Reece PierceLPL Financial LLCRaymond James Financial Services Advisors, Inc$50001-06-2010
Ardis Louise BlackLPL Financial LLCUBS Financial Services Inc.$50001-13-2010
Kelli Kaye LiepkeLPL Financial LLCSecurian Financial Services, Inc.$10001-20-2010
Joshua Lin WolbergLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2010
Theodore James ErhartLPL Financial LLCAmeriprise Financial Services, Inc.$10002-05-2010
Stephen Taylor Salmon Jr.LPL Financial LLCMML Investors Services, LLC$25004-30-2010
Robert Wilkins PotterLPL Financial LLCRmjb, Inc.$10005-05-2010
James Clinton Kramer IIILPL Financial LLCEdward Jones$22005-28-2010
Joseph Robert BrummelLPL Financial LLCFinancial Telesis Inc$10009-09-2010
J Steven EhlersLPL Financial LLCMorgan Stanley$10010-01-2010
JOHN MICHAEL EHLERSLPL Financial LLCMorgan Stanley$25010-01-2010
William George CreamerLPL Financial LLCMorgan Stanley11-02-2010
Fredrik Gilman BorstadLPL Financial LLCUBS Financial Services Inc.$10011-12-2010
Next Page »

Showing 1 to 25 of 255 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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