Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew FossumLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Adam Gabriel WolffLPL Financial LLCINVEST Financial Corporation02-14-2018
Adam Noah LandvikLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2013
Alec T. SaundersLPL Financial LLCHD Vest Investment Services04-04-2016
Amanda Lynn GardnerLPL Financial LLCAmeriprise Financial Services, Inc.07-28-2011
Amy Loraine O'KeefeLPL Financial LLCEdward Jones12-02-2011
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.08-06-2013
April Annette MasteyLPL Financial LLCStifel, Nicolaus & Company, Incorporated$2507-15-2011
Barbara Anne SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Barry Daniel MinskerLPL Financial LLCSII Investments, Inc.$2502-14-2018
Benjamin Allan HolmLPL Financial LLCRaymond James Financial Services, Inc.$5011-12-2012
Benjamin Thomas SchraderLPL Financial LLCThrivent Investment Management Inc.04-15-2019
Betty Jean AlbitzLPL Financial LLCNational Planning Corporation11-29-2017
Blair Frederick FolkensLPL Financial LLCINVEST Financial Corporation02-14-2018
Bradley Dean DavisLPL Financial LLCNational Planning Corporation11-29-2017
Bradley Edward ConnorsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Bradley J SchmitzLPL Financial LLCScottrade, Inc.05-15-2018
Bradley John BorgLPL Financial LLCAskar Corp.$1001-03-2012
Brent Jon BoraasLPL Financial LLCINVEST Financial Corporation02-14-2018
Brenton Charles SchmidtLPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Brett AngelLPL Financial LLCUBS Financial Services Inc.12-09-2011
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
Brian Lee MikkelsonLPL Financial LLCNational Planning Corporation$8611-29-2017
Brian Roy DerosierLPL Financial LLCAskar Corp.$5001-03-2012
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
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Showing 1 to 25 of 258 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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