Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Yates LarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2020
Camisha Shante PegeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-02-2020
Hannah Jayne MorehouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-03-2020
Ylaiza Gail Sy BalanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Tyler John CoyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Oak Ridge Financial Services Group, Inc.01-15-2020
Paul August AlegiMerrill Lynch, Pierce, Fenner & Smith IncorporatedGuardian Wealth Strategies, LLC12-15-2019
Dana Jeanette EffertzMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.12-13-2019
Ploy Arichsararat BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Richard de-SouzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-29-2019
Brian Uzan VillanuevaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-24-2019
Bernardo Joseph Escobedo-DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2019
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-11-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-23-2019
Tejwant SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-04-2019
Natalia A CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2019
Brian James SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
Randy JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2018
Alexander CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-24-2018
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Adam Mark JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Kevin P Smith JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-07-2017
Alexander C AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCliftonLarsonAllen Wealth Advisors, LLC01-10-2017
Joseph Paul PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Gordon Colonel Bentley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.07-11-2016
Jeffrey John ScholtenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-16-2016
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.