Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Edythe CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.08-19-2013
Ryan N. DahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC$102-28-2011
Melanie Dawn GornickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC02-14-2011
Renae Robyn SpehnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Enterprise Investment Services Inc.10-20-2014
Brian Uzan VillanuevaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-24-2019
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-11-2019
Austin Vieng Savanh KeomysyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-31-2019
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-24-2018
Drew Taylor JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-13-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2019
Cameron WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-26-2016
David Anton StepanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedBlue Ocean Advisors, LLC09-17-2014
Timothy James StoddartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2009
Jeffrey Philip WendelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Mark Dudley PoindexterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Brian D. BoldtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Alexander Christian AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCliftonLarsonAllen Wealth Advisors, LLC01-10-2017
Whitney Ruth WindmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC08-24-2010
Matt Thomas MertensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-25-2019
Neal Forrest RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-07-2017
Heidi Christine Mojica LuskMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-08-2016
Jeffrey John ScholtenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-16-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.