Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Scott ChisholmMorgan StanleyUBS Financial Services Inc.10-08-2009
Nathan Spencer HildreMorgan StanleyUBS Financial Services Inc.10-12-2009
Clement Chi Wai WongMorgan StanleyEdward Jones$5007-23-2010
Thomas Alvin Rishovd IiMorgan StanleyUBS Financial Services Inc.$15008-12-2010
James Francis BlakeMorgan StanleyUBS Financial Services Inc.$1,00008-12-2010
Keri Ranae BurtonMorgan StanleyAskar Corp.08-19-2010
Michael Anthony PasquaMorgan StanleyAskar Corp.$1,00008-19-2010
Paul J BordonaroMorgan StanleyUBS Financial Services Inc.$1,00003-04-2011
Robert John HannahMorgan StanleyUBS Financial Services Inc.$7503-04-2011
Jennifer Caroline OlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-07-2011
Patrick Eugene PhillippeMorgan StanleyLPL Financial LLC$2505-02-2011
Bryan Hadley RohsMorgan StanleyWells Fargo Clearing Services, LLC$5009-16-2011
Gregory Dean PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2011
Richard Edward CummingsMorgan StanleyWells Fargo Clearing Services, LLC$5011-04-2011
Garrett R AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
George John AnastosMorgan StanleyUBS Financial Services Inc.$1,00012-02-2011
Mark R BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-17-2012
Mary Beth BennettMorgan StanleyUBS Financial Services Inc.$5003-09-2012
John Patrick HuppMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-18-2012
Blane HammerMorgan StanleyUBS Financial Services Inc.$12007-03-2012
Blane Jeffrey HammerMorgan StanleyUBS Financial Services Inc.$14007-03-2012
Ryan Richard JohnsonMorgan StanleyUBS Financial Services Inc.07-03-2012
John Alfred Dow JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-01-2012
Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
Nancy Buttweiler Kristopher Schultz David PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14112-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.