Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Wade FeehanPruco Securities, LLC.VALIC Financial Advisors, Inc.08-20-2019
Keith LomenPruco Securities, LLC.Allstate Financial Services, LLC$10008-19-2019
Peggy Jean BuehlerPruco Securities, LLC.Waddell & Reed07-29-2019
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$55007-10-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Scott J. KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Jennafer Alyna MoenPruco Securities, LLC.Securian Financial Services, Inc.09-26-2018
Steven Victor KajalaPruco Securities, LLC.Waddell & Reed08-14-2018
Michael Alan McdougalPruco Securities, LLC.FBL Marketing Services, LLC01-17-2018
Ronald William RobinsonPruco Securities, LLC.Thrivent Investment Management Inc.01-02-2018
Charles Roger NorrisPruco Securities, LLC.Pruco Securities, LLC.12-12-2017
AMY JO NIELSENPruco Securities, LLC.Thrivent Investment Management Inc.11-16-2017
Arlan Howard CohenPruco Securities, LLC.Allstate Financial Services, LLC$25008-25-2017
Sarah Ann NuernbergPruco Securities, LLC.Securian Financial Services, Inc.08-04-2017
Mark Anthony ChavezPruco Securities, LLC.J.P. Morgan Securities LLC$10008-01-2017
James Robert ElsassPruco Securities, LLC.Allstate Financial Services, LLC03-13-2017
Enrico Angel EsparzaPruco Securities, LLC.AEI Securities, Inc.07-13-2016
Ronald Thomas DrakePruco Securities, LLC.Edward Jones01-29-2016
Patrick P HarringtonPruco Securities, LLC.Citigroup Global Markets Inc.$50011-19-2015
Joseph David DezielPruco Securities, LLC.Waddell & Reed07-31-2014
Jonathan Joseph LouwagiePruco Securities, LLC.Voya Financial Advisors, Inc.01-06-2014
Scott Dale BorgstahlPruco Securities, LLC.FBL Marketing Services, LLC05-16-2013
Mark JohnsonPruco Securities, LLC.MetLife Securities Inc.09-06-2012
Atesha Jeanette Barnes NelsonPruco Securities, LLC.Edward Jones$10006-01-2012
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.