Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Wesley RussellPruco Securities, LLC.Cetera Advisor Networks LLC03-04-2009
Randall Kenneth WalkerPruco Securities, LLC.Waddell & Reed$10010-18-2010
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
Lisa Dawn JohnsonPruco Securities, LLC.Edward Jones02-22-2011
Atesha Jeanette Barnes NelsonPruco Securities, LLC.Edward Jones$10006-01-2012
Mark JohnsonPruco Securities, LLC.MetLife Securities Inc.09-06-2012
Scott Dale BorgstahlPruco Securities, LLC.FBL Marketing Services, LLC05-16-2013
Jonathan Joseph LouwagiePruco Securities, LLC.Voya Financial Advisors, Inc.01-06-2014
Joseph David DezielPruco Securities, LLC.Waddell & Reed07-31-2014
Patrick P HarringtonPruco Securities, LLC.Citigroup Global Markets Inc.$50011-19-2015
Ronald Thomas DrakePruco Securities, LLC.Edward Jones01-29-2016
Enrico Angel EsparzaPruco Securities, LLC.AEI Securities, Inc.07-13-2016
James Robert ElsassPruco Securities, LLC.Allstate Financial Services, LLC03-13-2017
Mark Anthony ChavezPruco Securities, LLC.J.P. Morgan Securities LLC$10008-01-2017
Sarah Ann NuernbergPruco Securities, LLC.Securian Financial Services, Inc.08-04-2017
Arlan Howard CohenPruco Securities, LLC.Allstate Financial Services, LLC$25008-25-2017
AMY JO NIELSENPruco Securities, LLC.Thrivent Investment Management Inc.11-16-2017
Charles Roger NorrisPruco Securities, LLC.Pruco Securities, LLC.12-12-2017
Ronald William RobinsonPruco Securities, LLC.Thrivent Investment Management Inc.01-02-2018
Michael Alan McdougalPruco Securities, LLC.FBL Marketing Services, LLC01-17-2018
Steven Victor KajalaPruco Securities, LLC.Waddell & Reed08-14-2018
Jennafer Alyna MoenPruco Securities, LLC.Securian Financial Services, Inc.09-26-2018
Scott J. KigerPruco Securities, LLC.NYLIFE Securities LLC01-07-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$55007-10-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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