Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Maureen GreenbergRBC Capital Markets, LLCLPL Financial LLC$5003-31-2020
Wade Anthony SchererRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.01-16-2020
Joshua Scott MendelsonRBC Capital Markets, LLCJ.P. Morgan Securities LLC07-24-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Robert St.Clair ChristmanRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.04-01-2019
Patricia Louise JirakRBC Capital Markets, LLCRBC Capital Markets, LLC02-14-2019
Jennifer Elaine MitchellRBC Capital Markets, LLCEdward Jones01-28-2019
Peter Gustave OppRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-18-2019
Jessica Rae WrightRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Joel Charles KozlakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-18-2019
Mark Eliot McKinneyRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-16-2019
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$10211-30-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.$111-30-2018
Doyle Dean HermanRBC Capital Markets, LLCRBC Capital Markets, LLC$10011-15-2018
Daniel Lee DonofrioRBC Capital Markets, LLCRBC Capital Markets, LLC$5011-14-2018
David George HenriksonRBC Capital Markets, LLCUBS Financial Services Inc.$5010-26-2018
Paul Ronald KochRBC Capital Markets, LLCUBS Financial Services Inc.$4610-26-2018
Julene Rocheleau MelquistRBC Capital Markets, LLCUBS Financial Services Inc.10-26-2018
Stephen A BraatzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5010-02-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Rosanne Fabian KellyRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.