Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Alan FlemingRBC Capital Markets, LLCCommonwealth Financial Network09-14-2020
Lisa Anne ByrneRBC Capital Markets, LLCUBS Financial Services Inc.07-30-2020
Samuel Lovett SturgisRBC Capital Markets, LLCLPL Financial LLC07-27-2020
Dale Michael SchumacherRBC Capital Markets, LLCLPL Financial LLC07-08-2020
Michael Connor RoedlRBC Capital Markets, LLCPiper Sandler & Co.05-07-2020
Wade Anthony SchererRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.01-16-2020
Andrew Michael BrandtRBC Capital Markets, LLCAmerican Funds Distributors, Inc.08-06-2019
Joshua Scott MendelsonRBC Capital Markets, LLCJ.P. Morgan Securities LLC07-24-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-13-2019
Robert St Clair ChristmanRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.04-01-2019
Jennifer Elaine MitchellRBC Capital Markets, LLCEdward Jones01-28-2019
Peter Gustave OppRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-18-2019
Jessica Rae WrightRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Joel Charles KozlakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-18-2019
Mark Eliot McKinneyRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-16-2019
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-13-2018
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$15011-30-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Paul Ronald KochRBC Capital Markets, LLCUBS Financial Services Inc.$4610-26-2018
Julene Rocheleau MelquistRBC Capital Markets, LLCUBS Financial Services Inc.10-26-2018
Stephen Andrew BraatzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5010-02-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Next Page »

Showing 1 to 25 of 104 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.