Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Alexander David CoulterRBC Capital Markets, LLCCommonwealth Financial Network09-14-2018
Alexander J. ArmbrusterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alice Irene KlemishRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated08-22-2013
Amanda Yvonne PeetzRBC Capital Markets, LLCPiper Sandler & Co.01-05-2018
Andrea J PaffRBC Capital Markets, LLCMorgan Stanley08-21-2009
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Anita Marie LicariRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2017
Anthony Francis RickerRBC Capital Markets, LLCDougherty & Company LLC$2504-17-2009
Anthony P CullenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Austin Richard BalmRBC Capital Markets, LLCForesters Financial Services, Inc.09-19-2016
Ben S LiebermanRBC Capital Markets, LLCJ.V.B. Financial Group, LLC04-19-2011
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.$111-30-2018
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, LLC$10001-04-2016
Bradford M PutnamRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Brent Lee HansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Brian A. BoyerRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-19-2017
Brian Robert ZimnyRBC Capital Markets, LLCUBS Financial Services Inc.04-24-2009
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Cary Robert WoodRBC Capital Markets, LLCMorgan Stanley03-06-2018
Chad Dallas ShilsonRBC Capital Markets, LLCUBS Financial Services Inc.$15010-22-2010
Craig Harmon Shaver IIIRBC Capital Markets, LLCUBS Financial Services Inc.$2504-23-2009
Curtis Allen CarstensRBC Capital Markets, LLCMorgan Stanley03-02-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.