Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Amanda Yvonne PeetzRBC Capital Markets, LLCPiper Jaffray & Co.01-05-2018
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Anthony Francis RickerRBC Capital Markets, LLCDougherty & Company LLC$2504-17-2009
Austin Richard BalmRBC Capital Markets, LLCForesters Financial Services, Inc.09-19-2016
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$10001-04-2016
Brian Robert ZimnyRBC Capital Markets, LLCUBS Financial Services Inc.04-24-2009
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Chad Dallas ShilsonRBC Capital Markets, LLCUBS Financial Services Inc.$15010-22-2010
Craig Harmon Shaver IIIRBC Capital Markets, LLCUBS Financial Services Inc.$2504-23-2009
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
David George HenriksonRBC Capital Markets, LLCUBS Financial Services Inc.$5010-26-2018
David Paul OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
David Todd UpinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2012
Douglas James ThompsonRBC Capital Markets, LLCMorgan Stanley$2510-17-2014
Gary Michael PetrucciRBC Capital Markets, LLCUBS Financial Services Inc.$5001-09-2009
Gary Robert Bubalo, John Paul LawienRBC Capital Markets, LLCWells Fargo Investments, LLC$10005-01-2009
Gregory D LunakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Gregory Scott JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.02-10-2009
Jeffrey Albert CrowlRBC Capital Markets, LLCMorgan Stanley$5011-03-2010
Jeffrey Jones MarsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jesse Andrew BengtsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-22-2014
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$10211-30-2018
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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