Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Alexander David CoulterRBC Capital Markets, LLCCommonwealth Financial Network09-14-2018
Alexander J ArmbrusterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Amanda Yvonne PeetzRBC Capital Markets, LLCPiper Sandler & Co.01-05-2018
Andrew Michael BrandtRBC Capital Markets, LLCAmerican Funds Distributors, Inc.08-06-2019
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-11-2011
Anita Marie LicariRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-27-2017
Anthony Francis RickerRBC Capital Markets, LLCColliers Securities LLC$5004-17-2009
Anthony P CullenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Austin Richard BalmRBC Capital Markets, LLCForesters Financial Services, Inc.09-19-2016
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-04-2016
Brent Lee HansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Brian A BoyerRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-19-2017
Brian Robert ZimnyRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2009
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-13-2019
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Chad Dallas ShilsonRBC Capital Markets, LLCUBS Financial Services Inc.10-22-2010
Craig Harmon Shaver IiiRBC Capital Markets, LLCUBS Financial Services Inc.$15004-23-2009
Curtis Allen CarstensRBC Capital Markets, LLCMorgan Stanley03-02-2011
Cynthia Ann Lanoue-SauerRBC Capital Markets, LLCCommonwealth Financial Network$10009-14-2018
Dale Michael SchumacherRBC Capital Markets, LLCLPL Financial LLC07-08-2020
Daniel James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-11-2009
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Next Page »

Showing 1 to 25 of 104 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.