Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
Robert St.Clair ChristmanRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.04-01-2019
Susan Theresa FranklinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-13-2018
Russell Francis Lewis IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-13-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Amanda Yvonne PeetzRBC Capital Markets, LLCPiper Jaffray & Co.01-05-2018
Sean Patrick NaughtonRBC Capital Markets, LLCPiper Jaffray & Co.09-29-2017
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Kyle NielsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2017
Gregory D LunakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Austin Richard BalmRBC Capital Markets, LLCForesters Financial Services, Inc.09-19-2016
John Michael WalshRBC Capital Markets, LLCAllianz Life Financial Services, LLC08-06-2014
Thomas Arthur SwanRBC Capital Markets, LLCMorgan Stanley11-20-2013
Stephen William DaviesRBC Capital Markets, LLCMorgan Stanley05-23-2013
John GieseRBC Capital Markets, LLCBarclays Capital Inc.04-16-2012
Theodore John BujoldRBC Capital Markets, LLCWells Fargo Investments, LLC12-10-2010
Kevin Patrick MonnRBC Capital Markets, LLCUBS Financial Services Inc.12-02-2009
Scott Charles SchachtmanRBC Capital Markets, LLCUBS Financial Services Inc.08-13-2009
Tiffany Dawn FahnhorstRBC Capital Markets, LLCUBS Financial Services Inc.06-30-2009
Brian Robert ZimnyRBC Capital Markets, LLCUBS Financial Services Inc.04-24-2009
Jeffrey Jones MarsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
William Timothy OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
David Paul OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
Paul Vincent MulroyRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Gregory Scott JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.02-10-2009
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.