Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hal Tearse Nicole WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$12507-24-2019
Harold Horton Tearse IiiRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10007-24-2019
Nicole Elizabeth WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC07-24-2019
Melissa Elizabeth KinnardRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00001-25-2019
Joan CrawfordRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15001-25-2019
Dobbin McCrea Jr Kevin A RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley$9805-23-2018
Robert Kyle Mccrea JrRobert W. Baird & Co. IncorporatedMorgan Stanley$10005-18-2018
Kevin Albert RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley05-18-2018
Shawna Joy HurstRobert W. Baird & Co. IncorporatedRaymond James & Associates, Inc.01-22-2018
Kurt Eugene KobesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-14-2016
Nora Andersen SillerudRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-11-2016
Eric Olaf FroistadRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.12-26-2014
Paul Robert DonnaRobert W. Baird & Co. IncorporatedNorthland Securities, Inc.03-19-2014
Jean Marie WolfeRobert W. Baird & Co. IncorporatedValMark Securities, Inc.$10001-17-2014
Daniel J PhillipsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10506-18-2013
Daniel John PhillipsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$6806-18-2013
Brandon Anthony NavaraRobert W. Baird & Co. IncorporatedLPL Financial LLC$17704-12-2013
Gerald D Brennan James R Seidel Lynn L KittelsonRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$21503-18-2013
Gerald D BrennanRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10003-18-2013
Timothy Robert CampionRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10012-07-2012
Karen Barbara HeintzRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.10-25-2012
John DuguidRobert W. Baird & Co. IncorporatedMorgan Stanley$13504-27-2012
Peter Bellson LevyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5009-01-2010
Charles Alexander Stewart JrRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-26-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.