Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeannie JacksonRoyal Alliance Associates, Inc.Advisorenet Wealth Management06-23-2020
Jean Marie JacksonRoyal Alliance Associates, Inc.AdvisorNet Wealth Management$2506-03-2020
Richard Fredrick DunnRoyal Alliance Associates, Inc.AdvisorNet Wealth Management$50002-13-2020
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Thomas Kenneth RippbergerRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC10-10-2019
Trisha Sue QualyRoyal Alliance Associates, Inc.AdvisorNet Wealth Management10-07-2019
Matthew Louis MattheisenRoyal Alliance Associates, Inc.Charles Schwab & Co., Inc.10-26-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$10006-27-2018
Matthew J FinleyRoyal Alliance Associates, Inc.Investors Financial Group$2503-16-2018
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
James Manning HanniganRoyal Alliance Associates, Inc.Securian Financial Services, Inc.$2509-06-2017
Stephen Lee PapineauRoyal Alliance Associates, Inc.Securian Financial Services, Inc.09-06-2017
Dylan Gary AeikensRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.07-19-2017
Raymond J SauerRoyal Alliance Associates, Inc.SII Investments, Inc.$5005-15-2017
Paul Anthony UnderdahlRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC05-05-2017
Megan Kohler KeyserRoyal Alliance Associates, Inc.H. Beck, Inc.12-01-2016
Randal Scott KrugerRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Bradley Thomas DavisRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Loren EdbergRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Lisa Michelle SkordahlRoyal Alliance Associates, Inc.Transamerica Financial Advisors, Inc03-31-2016
Thomas Allen MuellerRoyal Alliance Associates, Inc.Fintegra, LLC07-02-2015
Fredrick John TroendleRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$10001-08-2015
Joseph Edwin Montgomery IVRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$5001-08-2015
Melissa Jayne MansfieldRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC01-08-2015
David William MatthewsRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC11-19-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.