Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph HumlicekRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Charles VixRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Andrew Edwin HejlikRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Benjamin RischallRoyal Alliance Associates, Inc.New England Securities08-02-2013
Bradley David ShraderRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Bradley Thomas DavisRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Brenna R. ChenowethRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Alan MidthusRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Brian Campion SternRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian David FlemingRoyal Alliance Associates, Inc.Woodbury Financial Services, Inc.11-15-2012
Carl James ArrellRoyal Alliance Associates, Inc.VALIC Financial Advisors, Inc.$2501-31-2012
Caroline Elizabeth EmswilerRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Chris Alan EldredRoyal Alliance Associates, Inc.U.S. Bancorp Investments, Inc.11-06-2009
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
Cory Mitchell EvenstadRoyal Alliance Associates, Inc.Signator Investors, Inc.$3011-02-2018
Daniel Paul UeckerRoyal Alliance Associates, Inc.First Heartland Capital, Inc.09-15-2009
Daniel William CharlesworthRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Lee MadetzkeRoyal Alliance Associates, Inc.National Planning Corporation04-24-2013
David Michael ThiekeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David William MatthewsRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.11-19-2014
Douglas Paul OlsonRoyal Alliance Associates, Inc.APW Capital, Inc.06-27-2011
Fredrick John TroendleRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10001-08-2015
Glenn Mark MackenzieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
James Manning HanniganRoyal Alliance Associates, Inc.Securian Financial Services, Inc.09-06-2017
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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