Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phuc Quang LeSecurian Financial Services, Inc.Pruco Securities, LLC.03-24-2020
Jill Marie GutzmerSecurian Financial Services, Inc.Ameriprise Financial Services, LLC$2501-22-2020
Patrick John BushlackSecurian Financial Services, Inc.MMC Securities LLC12-23-2019
Chantelle Ann BlackowiakSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-22-2019
Dustin A HansonSecurian Financial Services, Inc.Principal Securities, Inc.09-09-2019
Brittany C RaysinSecurian Financial Services, Inc.ADP Broker-Dealer, Inc.06-14-2019
Maxwell FoxSecurian Financial Services, Inc.MML Investors Services, LLC01-15-2019
Jonathan Aaron ThomasSecurian Financial Services, Inc.Nationwide Investment Services Corporation12-27-2018
Benjamin Joseph BuehlerSecurian Financial Services, Inc.LPL Financial LLC12-12-2018
Natalia Dawn KeeneSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-29-2018
Ashley Nicole PizerSecurian Financial Services, Inc.Edward Jones08-15-2018
Timothy Morris CooperSecurian Financial Services, Inc.Ameriprise Financial Services, LLC05-01-2018
William Thomas George MooreSecurian Financial Services, Inc.Edward Jones01-15-2018
Eric Thomas HoebbelSecurian Financial Services, Inc.Ameriprise Financial Services, LLC10-03-2017
Sarah E VestersoSecurian Financial Services, Inc.LPL Financial LLC02-16-2017
Douglas Hough BeardsleeSecurian Financial Services, Inc.OneAmerica Securities, Inc.04-29-2016
Saskia Veronica SernaSecurian Financial Services, Inc.John Hancock Distributors LLC03-27-2014
Kira Kae MostadSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC08-27-2013
Rhonda Lyn TroszakSecurian Financial Services, Inc.Voya Financial Advisors, Inc.10-18-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.