Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Einar SwansonSecurities America, Inc.Cetera Advisor Networks LLC06-15-2009
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC06-25-2009
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC07-10-2009
Mark Edward EngleSecurities America, Inc.Cetera Advisor Networks LLC07-20-2009
Ross Antonio DelucaSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Allen Earl RobertsonSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
W. Jillian LinkSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
Nathan Daniel BergelandSecurities America, Inc.Cetera Advisor Networks LLC08-14-2009
Paul Joseph KlostermanSecurities America, Inc.Signator Investors, Inc.11-30-2009
Cory Paul BinsfieldSecurities America, Inc.First Allied Securities, Inc.12-11-2009
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Barb Vavruska FishSecurities America, Inc.Cetera Advisor Networks LLC$1010-13-2010
Ronald Alvin SchieckSecurities America, Inc.QA3 Financial Corp.$1002-15-2011
Robert Waldemar PetersenSecurities America, Inc.QA3 Financial Corp.02-17-2011
Rebekah Anne QuinlanSecurities America, Inc.LPL Financial LLC05-10-2011
Christopher Justin LawesSecurities America, Inc.Park Avenue Securities LLC06-13-2011
Julieann Elizabeth SchroederSecurities America, Inc.Focus Financial11-18-2011
Tom Gahler, Gary GahlerSecurities America, Inc.Investment Centers of America$6502-24-2012
Gary John GahlerSecurities America, Inc.Investment Centers of America, Inc.$5002-24-2012
Jody John OttoSecurities America, Inc.SII Investments, Inc.$10006-03-2013
Bruce Rabe MeredithSecurities America, Inc.SagePoint Financial, Inc.09-19-2013
Suzanne Lynn AbramsSecurities America, Inc.ValMark Securities, Inc.03-24-2014
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
Derek Robert ReadySecurities America, Inc.Ameriprise Financial Services, Inc.06-13-2014
Shannon James BrusseauSecurities America, Inc.Fintegra, LLC$5010-27-2014
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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