Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin Wayne HargreavesThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$15009-04-2019
William James SalmenThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC08-21-2019
Sheri Lynn RhyanThe Oak Ridge Financial Services Group, Inc.NBC Securities, Inc.04-15-2019
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC01-23-2019
Donald Alex NelsonThe Oak Ridge Financial Services Group, Inc.Feltl & Company$15009-28-2018
David Jay GoldenbergThe Oak Ridge Financial Services Group, Inc.Feltl & Company$5009-18-2018
Andrew Frederick LundbergThe Oak Ridge Financial Services Group, Inc.Feltl & Company08-31-2018
Robert Eugene Long JrThe Oak Ridge Financial Services Group, Inc.Feltl & Company$15008-13-2018
Joseph Paul SullivanThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC$10002-16-2018
Richard William Rokala JrThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC07-19-2017
Jeffrey Thomas RathmannerThe Oak Ridge Financial Services Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2017
Michael Thomas LarsonThe Oak Ridge Financial Services Group, Inc.Feltl & Company04-11-2017
Peter Charles KlattThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC$1004-07-2017
Patrick Neal LundyThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.$5004-12-2016
Douglas Everett OllilaThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$2503-25-2016
James David KallstromThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC$10002-20-2013
Lawrence Thomas HauskinsThe Oak Ridge Financial Services Group, Inc.Morgan Stanley08-31-2012
Nancy Carol SwansonThe Oak Ridge Financial Services Group, Inc.Morgan Stanley$15007-02-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.