Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D PriceU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.04-20-2020
Aaron Russel ServaisU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.01-17-2018
Aimee Leigh MitchellU.S. Bancorp Investments, Inc.Morgan Stanley06-16-2020
Andrew Roy DaleU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC01-14-2009
Angela ChanU.S. Bancorp Investments, Inc.Morgan Stanley12-17-2013
Anthony C HillU.S. Bancorp Investments, Inc.Packerland Brokerage Services, Inc.08-13-2019
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Bryan J PolleyU.S. Bancorp Investments, Inc.Allodium Investment Consultants, LLC$15007-29-2015
Chad William DaveyU.S. Bancorp Investments, Inc.Edward Jones07-29-2011
Christopher Lloyd CarlsonU.S. Bancorp Investments, Inc.Royal Alliance Associates, Inc.$1,00006-24-2020
Curtis Charles CarnahanU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC03-18-2020
Daniel P SchumannU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated12-08-2017
David Jared AndersonU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.04-27-2012
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC07-09-2018
Erica Ann GarnhartU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC10-24-2019
Haochen Hu SneveU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC11-07-2019
Ian Lars IsaksonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Jacob John WireU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.12-04-2018
James J LyghtU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-18-2017
James Thomas KirkU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC06-26-2015
Jason Allen VaughnU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-20-2020
Jeffrey Dean CanakesU.S. Bancorp Investments, Inc.Waddell & Reed08-06-2018
Jeffrey F SmithU.S. Bancorp Investments, Inc.SunTrust Advisory Services, Inc.$15008-14-2018
Jerome David PickarU.S. Bancorp Investments, Inc.KMS Financial Services, Inc.$5003-25-2019
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.