Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Todd TimonenWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-10-2017
Robert Wendell JonesWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-27-2015
Frank Paul LeslieWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1010-17-2014
Peter Timothy DanilaitisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-17-2014
Kurt Willard PetersonWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-17-2014
Terrie AmundsonWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$5001-04-2013
Mark T. FitchWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.04-05-2016
James Richard PrattWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$10002-03-2017
Neil Christopher ZellickWells Fargo Clearing Services, LLCCetera Investment Services LLC11-05-2013
Bryon James BotsfordWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-25-2014
Christopher Roy MichinakaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-25-2014
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2009
Marci Ann RosenfeldWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.04-22-2013
William Brian AveryWells Fargo Clearing Services, LLCDougherty & Company LLC$10004-29-2016
Amy Louise DubrayWells Fargo Clearing Services, LLCDougherty & Company LLC06-12-2014
Fong HerWells Fargo Clearing Services, LLCEdward Jones04-18-2017
James Anthony SouderWells Fargo Clearing Services, LLCEdward Jones10-05-2016
Ireen SommerWells Fargo Clearing Services, LLCEdward Jones$2308-12-2016
Ray C PingWells Fargo Clearing Services, LLCEdward Jones12-08-2015
Vadim Vladimirovich SalovWells Fargo Clearing Services, LLCEdward Jones08-21-2015
Christopher Roland HoltheWells Fargo Clearing Services, LLCEdward Jones07-24-2015
Stephen Leif VigesaaWells Fargo Clearing Services, LLCEdward Jones01-05-2015
Jennifer Rae EsseffWells Fargo Clearing Services, LLCEdward Jones12-16-2014
Teresa Mae Elmstrand GrundhoferWells Fargo Clearing Services, LLCEdward Jones$5010-24-2014
Thomas Edward BrandWells Fargo Clearing Services, LLCEdward Jones$2508-29-2014
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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