Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael LindemanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adam Ira DverisWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adam John SaylerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adam Scott HosfieldWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Allen Keith ShortWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Amy Louise DubrayWells Fargo Clearing Services, LLCDougherty & Company LLC06-12-2014
Amy Michelle ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrew Harry WinchesterWells Fargo Clearing Services, LLCPacific Pointe Advisors LLC02-25-2014
Andrew Joel LundeenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Andrew Michael KnutsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-15-2012
Andrew Osborne WilsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Angela Pietra TararaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Anissa Marie LindahlWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anne Ellen GandrudWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anshu A. DuttWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anthony James Tsakakis Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-27-2009
Anthony S LarsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Bradley David KustermannWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Bradley James WendelWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Bradley Peter LonguevilleWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2509-22-2015
Brandon Bernard KarasekWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
Bret Dale FarringtonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-01-2013
Brett Robert FenskeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brett Roger KlangWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Robert CorbettWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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