Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley J PalmersheimWoodbury Financial Services, Inc.Cetera Advisor Networks LLC06-30-2020
John Arnold MandtWoodbury Financial Services, Inc.Mutual of Omaha Investor Services, Inc.06-04-2019
Andrew Baird DavisWoodbury Financial Services, Inc.Questar Capital Corporation04-09-2019
Margo Jane ScepaniakWoodbury Financial Services, Inc.LPL Financial LLC03-18-2019
Monique Renee DardeauWoodbury Financial Services, Inc.LPL Financial LLC11-27-2018
Chad Richard TevlinWoodbury Financial Services, Inc.Principal Securities, Inc.07-19-2018
Jonathan Wayne EnquistWoodbury Financial Services, Inc.ProEquities, Inc.06-04-2018
Nathan M WindschitlWoodbury Financial Services, Inc.The O.N. Equity Sales Company02-20-2018
Scott Allen BoschWoodbury Financial Services, Inc.Waddell & Reed01-25-2018
Virgil Leonard BrennyWoodbury Financial Services, Inc.National Planning Corporation10-20-2017
Kiley Sorale DemeryWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC10-02-2017
Peter Glen MilesWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.02-17-2017
Jody Kay McDonoughWoodbury Financial Services, Inc.Thrivent Investment Management Inc.01-25-2017
Jeffrey Paul SchwinglerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.09-07-2016
Scott Robert NicholsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.05-07-2013
Jeffrey Allen WeggeWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.08-08-2012
Robert Kook Meints JrWoodbury Financial Services, Inc.Equitable Advisors, LLC$5012-15-2011
Brent Colin PeroutkaWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2011
Brian Laron HonnWoodbury Financial Services, Inc.Raymond James Financial Services, Inc.05-07-2010
Bradley Patrick TimmonsWoodbury Financial Services, Inc.Parkland Securities, LLC$5010-01-2009
Matthew Peter GermscheidWoodbury Financial Services, Inc.Ameriprise Financial Services, LLC$14405-04-2009
Thomas Edward OHehir-JohnsonWoodbury Financial Services, Inc.Ameriprise Financial Services, LLC04-24-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.