Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David S. SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Brittany C RaysinSecurian Financial Services, Inc.ADP Broker-Dealer, Inc.06-14-2019
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Bryan James HalickiKMS Financial Services, Inc.First Command Financial Planning, Inc.06-13-2019
Richard Reyes RobinsonCRI Securities, LLCWealth Enhancement Brokerage Services, LLC06-07-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$10006-07-2019
Susan J. BayWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-07-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Deidre Marlene TomczakThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC06-05-2019
John Arnold MandtWoodbury Financial Services, Inc.Mutual of Omaha Investor Services, Inc.06-04-2019
Jonathan Vernon RiceSecurities America, Inc.Questar Capital Corporation$2506-03-2019
Michael James FolleseMutual Securities, Inc.Principal Securities, Inc.$10006-03-2019
Matthew James DonnellyMutual Securities, Inc.Principal Securities, Inc.06-03-2019
James Lester WileyWealth Enhancement Advisory Services, LLCPurshe Kaplan Sterling Investments06-03-2019
Kurt Steven AltrichterHeritage Wealth Architects, Inc.Highmark Wealth Management LLC06-03-2019
Timothy P. HewittWealth Enhancement Advisory Services, LLCWILEY GROUP06-01-2019
Kimberly JobsonWealth Enhancement Advisory Services, LLCWILEY GROUP06-01-2019
Thomas Joseph PartridgeB.B. Graham & Company, Inc.Capital Financial Services, Inc.$2505-31-2019
Austin Vieng Savanh KeomysyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-31-2019
Cory Michael WerlingerThrivent Investment Management Inc.Waddell & Reed05-30-2019
Cody C RiestererNYLIFE Securities LLCEdward Jones05-22-2019
Kevin Mark NevinDempsey Lord Smith, LLCSandlapper Wealth Management, LLC$15005-21-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Patrick Carl GherityU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.05-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.