Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
Michael Robert NiedenfuehrVirtue Capital Management, LLCCaitlin John, LLC07-21-2019
Douglas Eugene HenkeLPL Financial LLCGardner Financial Services, Inc.07-19-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Carissa Jean WallinCUNA Brokerage Services, Inc.Allianz Life Financial Services, LLC07-15-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
Cory Crawford StilpBrookstone Capital Management LLCRegal Investment Advisors LLC07-15-2019
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$5507-10-2019
Clifton William Horner Jr.NFP Retirement Inc.Wealthspire Advisors07-08-2019
Tami Lynn KraftFBL Marketing Services, LLCFarmers Financial Solutions, LLC07-05-2019
Richard Thomas KochMutual Advisors, LLCPrincipal Securities, Inc.07-03-2019
Armando Mejia Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Andrew J. GreeneSA Stone Wealth Management Inc.Wells Fargo Advisors Financial Network, LLC06-28-2019
Samuel David SextonAll Star Financial IncCliftonLarsonAllen Wealth Advisors, LLC06-28-2019
Lizzu CastanedaFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Susan Marie LangNorthland Securities, Inc.The Oak Ridge Financial Services Group, Inc.$2506-26-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Andrew Charles RothUnited Planners' Financial Services of America A Limited PartnerSEI Investments Management Corp06-20-2019
Patrick Geoffrey MahoneyCresset Asset Management, LLCJ.P. Morgan Securities LLC06-20-2019
Nathan Loren GoebelCetera Investment Services LLCVoya Financial Advisors, Inc.06-19-2019
Richard Thomas HallCresset Asset Management, LLCJ.P. Morgan Securities LLC06-19-2019
Charles Amlie GruysVector Wealth ManagementFidelity Personal and Workplace Advisors06-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.