Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Kyle Douglas KalkbrennerThrivent Investment Management Inc.Allstate Financial Services, LLC03-07-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Gwen Lily MartinWaddell & ReedAmeriprise Financial Services, Inc.$1005-09-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
William Patrick MulvahillEssential WealthAmeriprise Financial Services, Inc.03-28-2019
Kristina Rae CummingsPrestige Wealth ManagementAmeriprise Financial Services, Inc.03-26-2019
Jesse SellPrevail Financial Partners, LLCAmeriprise Financial Services, Inc.03-01-2019
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Michael Justin CorbettHerbert J. Sims & Co, Inc.Associated Investment Services, Inc.$15002-25-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Luke Thomas JohnsonBoreal Advisors LLCBallast Advisors, LLC01-30-2019
Gayle Louise SiebenbrunerAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.04-18-2019
Trevor Allan LastokaProvident Financial Group LLCBerthel, Fisher & Company Financial Services, Inc.05-02-2019
Lawrence Andrew KreindelPolar Investment Counsel, Inc.Berthel, Fisher & Company Financial Services, Inc.01-02-2019
David S. SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Cale J. RossU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.01-11-2019
Robert J. LewisNepsis, Inc.BMO Harris Financial Advisors, Inc.09-06-2018
Mitchell Jacob ThompsonMJT & Associates, LLC. Financial Advisory GroupCambridge Investment Research Advisors, Inc.10-31-2018
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$5001-10-2019
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Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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