Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
David Steven LovhaugPruco Securities, LLC.NYLIFE Securities LLC$5507-10-2019
Laurie Ann BraulickCalton & Associates, Inc.Capital Financial Services, Inc.$10007-09-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Samuel David SextonAll Star Financial IncCliftonLarsonAllen Wealth Advisors, LLC06-28-2019
Andrew J. GreeneSA Stone Wealth Management Inc.Wells Fargo Advisors Financial Network, LLC06-28-2019
Susan Marie LangNorthland Securities, Inc.The Oak Ridge Financial Services Group, Inc.$2506-26-2019
William Bernard Peterson Jr.Real Asset Strategies, LLCLeuthold Weeden Capital Management06-20-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
David S. SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Bryan James HalickiKMS Financial Services, Inc.First Command Financial Planning, Inc.06-13-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$10006-07-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
John Arnold MandtWoodbury Financial Services, Inc.Mutual of Omaha Investor Services, Inc.06-04-2019
Michael James FolleseMutual Securities, Inc.Principal Securities, Inc.$10006-03-2019
Thomas Joseph PartridgeB.B. Graham & Company, Inc.Capital Financial Services, Inc.$2505-31-2019
Cory Michael WerlingerThrivent Investment Management Inc.Waddell & Reed05-30-2019
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Cody C RiestererNYLIFE Securities LLCEdward Jones05-22-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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