Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Lynnae TurkingtonFair Trust Financial LLCCambridge Investment Research, Inc.08-23-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-23-2019
William James SalmenThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC08-21-2019
Jess Michael PanichiRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2019
Eric Blake SimonsonAbundo WealthAmeriprise Financial Services, LLC08-21-2019
Gina Kay BlairRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Randy Wade FeehanPruco Securities, LLC.VALIC Financial Advisors, Inc.08-20-2019
Keith LomenPruco Securities, LLC.Allstate Financial Services, LLC08-19-2019
Daniel John KonopaskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Justin Nicholas FrysCherry Tree & Associates, LLCE*TRADE Securities LLC08-14-2019
Anthony C HillU.S. Bancorp Investments, Inc.Packerland Brokerage Services, Inc.08-13-2019
JOY Michele WINKNorthRock Partners, LLCAmeriprise Financial Services, LLC08-12-2019
Jordan Michael OlsonEdward JonesTD Ameritrade, Inc.08-09-2019
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Andrew Steven HolteLPL Financial LLCEdward Jones08-07-2019
Heidi Marie PedersonM Holdings Securities, Inc.LPL Financial LLC08-06-2019
Andrew Michael BrandtRBC Capital Markets, LLCAmerican Funds Distributors, Inc.08-06-2019
Robin Dawn BaumgartnerPrincipal Securities, Inc.SagePoint Financial, Inc.08-05-2019
Gregory James SporerVALIC Financial Advisors, Inc.The Huntington Investment Company$15008-05-2019
Jordan Wain DeBoerCalibration FinancialParkland Securities, LLC08-02-2019
Terrence James CallahanU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC08-01-2019
Nicholas John FamularoNorthwestern Mutual Investment Services, LLCMorgan Stanley08-01-2019
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Keith Allyn SowadaCetera Investment Services LLCThrivent Investment Management Inc.07-30-2019
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.