Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Blake SimonsonAbundo WealthAmeriprise Financial Services, Inc.08-21-2019
Anthony Wayne MillerAdvanced Advisor Group, LLCJ.P. Morgan Securities LLC08-08-2019
Jordan Wain DeBoerCalibration FinancialParkland Securities, LLC08-02-2019
Scott David RivoiraCetera Investment Services LLCThe Leaders Group, Inc.$10008-01-2019
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Keith Allyn SowadaCetera Investment Services LLCThrivent Investment Management Inc.07-30-2019
Justin Nicholas FrysCherry Tree & Associates, LLCE*TRADE Securities LLC$10008-14-2019
Jordan Michael OlsonEdward JonesTD Ameritrade, Inc.08-09-2019
Natalie SlagleFyooz Financial PlanningFisher Investments07-29-2019
Daniel SlagleFyooz Financial PlanningAmeriprise Financial Services, Inc.07-29-2019
Daniel John KonopaskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Matthew Kristoffer JanesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Andrew Steven HolteLPL Financial LLCEdward Jones$10008-07-2019
Scott Wayne LairLPL Financial LLCFSC Securities Corporation07-29-2019
Jonathan Luther WieneckeLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
Robert B. HewittLPL Financial LLCTriad Advisors LLC07-23-2019
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Nicholas John FamularoNorthwestern Mutual Investment Services, LLCMorgan Stanley08-01-2019
Robin Dawn BaumgartnerPrincipal Securities, Inc.SagePoint Financial, Inc.08-05-2019
Randy Wade FeehanPruco Securities, LLC.VALIC Financial Advisors, Inc.08-20-2019
Keith LomenPruco Securities, LLC.Allstate Financial Services, LLC$10008-19-2019
Peggy Jean BuehlerPruco Securities, LLC.Waddell & Reed07-29-2019
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
Joshua Scott MendelsonRBC Capital Markets, LLCJ.P. Morgan Securities LLC07-24-2019
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.