Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Anthony RagerCetera Investment Services LLCWells Fargo Clearing Services, LLC09-20-2019
Thomas Russell PargettBerganKDV Wealth Management, LLCCreative Planning09-19-2019
Kent Alan KruegerGWFS Equities, Inc.Thrivent Investment Management Inc.09-16-2019
Adam Edward LaberdaCetera Advisor Networks LLCAllianz Life Financial Services, LLC09-16-2019
Ryan Thomas KeapprothE*TRADE Securities LLCAmeriprise Financial Services, LLC09-11-2019
William Elmer McGuireTAG Wealth AdvisorsCapital Analysts09-10-2019
Chad Jonathan RustenPark Avenue Securities LLCNYLIFE Securities LLC09-10-2019
James SirekWells Fargo Clearing Services, LLCEdward Jones$15009-10-2019
Joseph A GeorgesCenter Street Securities, Inc.Calton & Associates, Inc.09-10-2019
Dustin A HansonSecurian Financial Services, Inc.Principal Securities, Inc.09-09-2019
Tatum Cassandra UeckeCliftonLarsonAllen Wealth Advisors, LLCHantz Financial Services, Inc.09-05-2019
Darin Wayne HargreavesThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$15009-04-2019
Floyd Clarence MeyerAmeriprise Financial Services, LLCLaraway Financial Advisors, Inc.$15008-30-2019
John James QuinnJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$15008-29-2019
Larissa Anne OliphantJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-27-2019
Amy J NielsenBoulevardPruco Securities, LLC.08-27-2019
Angela Marie MckenzieThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC08-26-2019
Peter V Fleming IiAssociated Investment Services, Inc.VALIC Financial Advisors, Inc.08-26-2019
Cynthia Lynnae TurkingtonFair Trust Financial LLCCambridge Investment Research, Inc.08-23-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-23-2019
William James SalmenThe Oak Ridge Financial Services Group, Inc.Colliers Securities LLC08-21-2019
Jess Michael PanichiRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2019
Eric Blake SimonsonAbundo WealthAmeriprise Financial Services, LLC08-21-2019
Gina Kay BlairRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Randy Wade FeehanPruco Securities, LLC.VALIC Financial Advisors, Inc.08-20-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.