Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Ryan CampbellJ.P. Morgan Securities LLCEdward Jones10-09-2020
Brandon Joseph ShemoniaVanguard Advisers, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Sonia Daphne DavenportCharles Schwab & Co., Inc.Edward Jones10-06-2020
Elizabeth Kelsch ThamanMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC10-05-2020
Randa HoffmanRADIANT WEALTH PLANNINGEdward Jones10-02-2020
Ryan BaumbachLighthouse FinancialEdward Jones10-01-2020
Keenen Darrell LeakeCUNA Brokerage Services, Inc.Edward Jones10-01-2020
Dennis Mark ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Christopher Edward MaglichEdward JonesWoodbury Financial Services, Inc.09-29-2020
Samuel Edward HardLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
James Bernard Johnson SrLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
Robert D ScafaLPL Financial LLCCUNA Brokerage Services, Inc.09-18-2020
Andrea N SmalleyPortfolio Medics, LLCEdward Jones09-18-2020
Clifford Brice MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2020
Michael Edward OReillyLPL Financial LLCSecurities Service Network, LLC$5009-15-2020
Patrick Michael OReillyLPL Financial LLCSecurities Service Network, LLC09-15-2020
Connor B AndersonCharles Schwab & Co., Inc.Edward Jones09-15-2020
James Ronald WelchCetera Investment Services LLCPruco Securities, LLC.09-14-2020
Richard Lewis WolfeIntegrity Investors, L.L.C.CFD Investments, Inc.09-14-2020
Brittani Corren CooperArete Wealth Management, LLCEdward Jones09-11-2020
Alfred Joseph SimmonsMoneta Group Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC09-10-2020
Juvie Ann C JimenezCitigroup Global Markets Inc.Charles Schwab & Co., Inc.09-10-2020
Maya M DahabJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Wesley Frank HentgesProPartners WealthNYLIFE Securities LLC09-09-2020
Drew CarterPNC InvestmentsThe Huntington Investment Company09-09-2020
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Showing 1 to 25 of 1,913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.