Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Jeffrey Raymond JacobsonSecurities America, Inc.Voya Financial Advisors, Inc.05-07-2020
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
Eugene Whitney HarrisStep Change Advisors, LLCStep Change Advisors, LLC05-01-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.$15004-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.$5004-30-2020
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
Brian Wall, Joe Nastasi LPLWells Fargo Advisors, LLC$31504-27-2020
Zackery Michael BarnettEdward JonesRFG Advisory, LLC04-16-2020
Deann Yvonne PeterLPL Financial LLCRaymond James Financial Services, Inc.$5004-15-2020
Jackie Sue ShupeLPL Financial LLCRaymond James Financial Services, Inc.$2504-15-2020
Christina Marie BrownLPL Financial LLCRaymond James Financial Services, Inc.04-15-2020
Tiffany B FoxEdward JonesEdward Jones04-13-2020
Joshua Grant WempleMutual of Omaha Investor Services, Inc.Voya Financial Advisors, Inc.04-09-2020
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
Timothy Saunders MarchBenjamin F. Edwards & Company, Inc.First Trust Portfolios L.P.04-06-2020
James T. Morris IIIMML Investors Services, LLCW&S Brokerage Services, Inc.$2503-31-2020
Timothy Joseph JacobsmeyerEdward JonesWells Fargo Clearing Services, LLC03-31-2020
Joseph Clayton Ganote IIIRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Kelley Anne ManningRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Jeffrey Scott StebbinsEdward JonesWells Fargo Funds Distributor, LLC03-30-2020
Terance Deshun CarrEdward JonesWells Fargo Clearing Services, LLC03-30-2020
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Showing 1 to 25 of 4,648 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.