Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Meyer Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Charles Frederick Meyer SrPlancorp, LLC1926 INVESTMENT ADVISORS02-24-2015
Michael Jacob ThomasRLB Financial1st Global Capital Corp.09-18-2018
Scott Allen Van De VenCetera Financial Specialists LLC1st Global Capital Corp.03-26-2018
Peter Joseph LazaroffPlancorp, LLCAcropolis Investment Management, L.L.C.04-07-2015
John O LawrenceEdward JonesADP Broker-Dealer, Inc.03-17-2017
Heather Victoria HerringOne Oak Private Wealth and Asset ManagementAE Wealth Management, LLC06-26-2020
Charles Dennis KemperFrontier Wealth Management, LLCAHM ASSET MANAGEMENT, LLC11-28-2014
Joseph Alan PesnellFrontier Wealth Management, LLCAHM ASSET MANAGEMENT, LLC11-28-2014
Christine Lynn SecorskyFrontier Wealth Management, LLCAHM ASSET MANAGEMENT, LLC11-28-2014
Michael Paul NemetzPruco Securities, LLC.Allstate Financial Services, LLC$2503-30-2017
Ciara Corine MerrimanFidelity Brokerage Services LLCAllstate Financial Services, LLC05-14-2015
Dion A BurnsState Farm VP Management Corp.Allstate Financial Services, LLC08-05-2013
Bruce Lee StephensJ.W. Cole Financial, Inc.Allstate Financial Services, LLC$2502-13-2012
Adam Gregory YofanBuckingham Strategic Wealth, LLCALPERN WEALTH MANAGEMENT, LLC03-12-2019
Jeffrey Allen LaddB.B. Graham & Company, Inc.Alton Securities Group Inc.$5011-25-2015
Gregory Howard BraySmith, Moore & Co.Alton Securities Group Inc.$15008-24-2015
Tatum Koy SchulerCharles Schwab & Co., Inc.American Century Advisory Services, Inc.06-06-2011
Melissa Dea DaigleWise Wealth, LLCAmerican Century Investment Services Inc.07-09-2020
James Phillip Gansner JrFidelity Brokerage Services LLCAmerican Century Investment Services Inc.06-08-2020
Rebekah Michelle SteverWise Wealth, LLCAmerican Century Investment Services Inc.01-21-2020
Jack Corbin BerhorstGWN Securities Inc.American Century Investment Services Inc.12-12-2019
James Franklin ThomasAmeriprise Financial Services, LLCAmerican Century Investment Services Inc.08-15-2018
Taylor Brianne AhernCommunityAmerica Financial Solutions, LLCAmerican Century Investment Services Inc.06-05-2018
Marcia Lyn HatteyGWFS Equities, Inc.American Century Investment Services Inc.03-09-2009
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Showing 1 to 25 of 1,913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.