Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
James Frederick SaylerK. W. Chambers & Co.1st Global Advisors Inc$107-16-2013
Scott Allen Van De VenCetera Financial Specialists LLC1st Global Capital Corp.03-26-2018
Donna Marie ChristopherPark Avenue Securities LLC1st Global Capital Corp.02-24-2015
Garry Dale WeissCetera Financial Specialists LLC1st Global Capital Corp.$1012-17-2013
Richard Ira HemingwayMidAmerica Financial Services, Inc.1st Global Capital Corp.11-01-2013
Lindsey C. ReddingEdward Jones1st Global Capital Corp.08-24-2009
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Craig Allen WagenschutzEdward JonesAccelerated Wealth Advisors LLC01-19-2018
John Orville Lawrence IIEdward JonesADP Broker-Dealer, Inc.$103-17-2017
Jason Dante OrsiniEdward JonesADP Broker-Dealer, Inc.$1007-05-2011
Marcus James MarconiWells Fargo Clearing Services, LLCAdvanced Asset Trading, Inc01-23-2012
Ryan Edward MarquardEdward JonesAdvisors Asset Management, Inc.08-01-2016
Jason James DehneEdward JonesAegis Investments, Inc.05-22-2017
Delon Delon BradleyEdward JonesAIG Capital Services, Inc.12-05-2017
Gregory LewandowskiEdward JonesAIG Capital Services, Inc.10-16-2017
Lucas Matthew LaddEdward JonesAIG Capital Services, Inc.05-01-2017
Devin T BartonEdward JonesAIG Capital Services, Inc.01-20-2017
Sean Alan SunderlageEdward JonesAIG Capital Services, Inc.12-01-2014
Garrett Wayne MoretzFirst Heartland Capital, Inc.Allegiant Securities L.L.C.12-11-2009
Marshall Harkless Dean IIIUBS Financial Services Inc.Alliance Affiliated Equities Corporation$1304-29-2016
Julie Gerstmayr KellyEdward JonesAllianceBernstein Investments, Inc.$15006-07-2010
Scott Jordan KohenEdward JonesAllianceBernstein Investments, Inc.06-01-2009
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Brandon Sheppard WaltersEdward JonesAllianz Life Financial Services, LLC$15004-28-2014
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Showing 1 to 25 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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