Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon Faye MoenkhausClarity Financial PlannersBuckingham Strategic Wealth09-03-2015
Susan Lynn Shackelford-DavisKEB Asset Management, LLCBuckingham Strategic Wealth01-19-2011
Francesca Elizabeth ScaritoM&A Securities Group, Inc.Burch & Company, Inc03-26-2013
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
James Gregory ConrowEdward JonesC C F Investments, Inc.07-13-2015
David Michael LewarkEdward JonesC C F Investments, Inc.02-25-2013
Wajeehuddin Salim SiddiquiSt. Bernard Financial Services, Inc.Cabot Lodge Securities LLC$1011-08-2017
Ryan William BloomEdward JonesCalyx Capital Advisors, LLC$5005-06-2011
Josh David LozowBuckingham Strategic WealthCAM Investor Solutions07-19-2019
Andrew DenneyLPL Financial LLCCambridge Investment Research$25710-29-2015
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Anthony Dwayne RichEdward JonesCambridge Investment Research, Inc.06-11-2018
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
Dustin Jeffrey KurtzEdward JonesCambridge Investment Research, Inc.01-22-2018
Brad C. LawingLF Wealth AdvisorsCambridge Investment Research, Inc.07-07-2017
Phil Allan SherSher Investment ManagementCambridge Investment Research, Inc.02-24-2017
Donald M. StormEdward JonesCambridge Investment Research, Inc.$1002-17-2017
Daniel E. ShepardOak Road Wealth ManagementCambridge Investment Research, Inc.09-21-2016
Adrian Freund StillmanQuantumleap Wealth Management, LLCCambridge Investment Research, Inc.09-13-2016
John Wayne PeekEdward JonesCambridge Investment Research, Inc.$2509-09-2016
Shad RoundyEdward JonesCambridge Investment Research, Inc.08-19-2016
Benjamin Hunter WhitlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.01-14-2016
Hugh Michau CannonFirst Heartland Capital, Inc.Cambridge Investment Research, Inc.$5009-17-2015
David M. CompereUMB Financial Services, Inc.Cambridge Investment Research, Inc.$5009-17-2015
Stephen Richard MuellerPrincipal Securities, Inc.Cambridge Investment Research, Inc.07-14-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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