Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul NemetzPruco Securities, LLC.Allstate Financial Services, LLC03-30-2017
Domenick Maurice CarofineEdward JonesAllstate Financial Services, LLC06-02-2016
Jimmy Allen GrigsbyEdward JonesAllstate Financial Services, LLC04-07-2014
Dion A. BurnsState Farm VP Management Corp.Allstate Financial Services, LLC08-05-2013
Joseph Bryan MiltonFirst Heartland Capital, Inc.Allstate Financial Services, LLC$2504-13-2011
James Gerald PerryEdward JonesAlphaStar Capital Management, LLC09-05-2014
Jeffrey Allen LaddB.B. Graham & Company, Inc.Alton Securities Group Inc.11-25-2015
Gregory Howard BraySmith, Moore & Co.Alton Securities Group Inc.$5008-24-2015
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Ryan Daniel KleissEdward JonesAmerican Century Investment Services Inc.04-08-2016
Susan F. DavisEdward JonesAmerican Century Investment Services Inc.06-06-2011
Marcia Lyn HatteyGWFS Equities, Inc.American Century Investment Services Inc.03-09-2009
Timothy Clayton KrudwigEdward JonesAmerican Funds Distributors, Inc.04-09-2012
Vinh Hong MaEdward JonesAmerican Portfolios Financial Services, Inc.09-26-2016
Kent Laurence KernEdward JonesAmerican Portfolios Financial Services, Inc.01-03-2012
Tracey L CramerAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$5001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Amanda Leann SewellVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-19-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, Inc.11-19-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
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Showing 26 to 50 of 2,490 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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