Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas Straub SrAmeriprise Financial Services, LLCAvantax Investment Services, Inc.$1006-10-2020
Keith Alan VanhoyLPL Financial LLCAvantax Investment Services, Inc.11-14-2019
Robert Eugene McNameeWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$2507-29-2019
Thomas William KniestThe O.N. Equity Sales CompanyAvantax Investment Services, Inc.07-15-2019
Steven Dean DerrLPL Financial LLCAvantax Investment Services, Inc.05-01-2019
Darren GarrisonCetera Advisors LLCAvantax Investment Services, Inc.01-13-2014
Mark Robert WitthausCommonwealth Financial NetworkB. Riley Wealth Management12-02-2019
John C WahlCommonwealth Financial NetworkB. Riley Wealth Management12-02-2019
Robert Lynn NormanCutter & Company, Inc.B. Riley Wealth Management03-08-2016
Mark Steven HayekLPL Financial LLCB. Riley Wealth Management10-30-2015
Craig Joseph FreebersyserCutter & Company, Inc.B. Riley Wealth Management08-15-2014
Gregory Arvis AmanUMB Financial Services, Inc.Banc of America Investment Services, Inc.06-08-2009
Kevin Christopher HoseyUMB Financial Services, Inc.BancWest Investment Services, Inc.04-27-2016
Bruce Karl SchmidtBKS Investment Services, Inc.Bankers & Investors Co.03-07-2015
Brian Thomas MartinEdward JonesBankers Life Securities, Inc.01-17-2020
Lenny Dale CarverFarmers Financial Solutions, LLCBankers Life Securities, Inc.08-10-2017
Caitlin Michelle BeshearsEdward JonesBarclays Capital Inc.$2512-17-2012
Michael Carter HedrickWells Fargo Clearing Services, LLCBB&T Securities, LLC05-01-2017
Deborah Lynn MaretRubinBrown Advisors LLCBDO Wealth Advisors, LLC09-07-2017
Gregory Vincent SullivanWells Fargo Clearing Services, LLCBenjamin F. Edwards & Company, Inc.$14303-18-2016
Bradford Stuart WebbArete Wealth Management, LLCBerthel, Fisher & Company Financial Services, Inc.08-09-2016
Wakefield William HareGreater Than FinancialBerthel, Fisher & Company Financial Services, Inc.$1001-20-2016
Donovan Jordan BrooksStoryline Financial PlanningBerthel, Fisher & Company Financial Services, Inc.01-07-2016
Douglas Robert FilipovitsCetera Advisors LLCBerthel, Fisher & Company Financial Services, Inc.11-27-2012
Adam Anthony WeingartnerArete Wealth Advisors, LLCBFC Planning, Inc.08-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.