Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Stuart WebbArete Wealth Management, LLCBerthel, Fisher & Company Financial Services, Inc.08-09-2016
Wakefield William HareGreater Than FinancialBerthel, Fisher & Company Financial Services, Inc.01-20-2016
Donovan Jordan BrooksStoryline Financial PlanningBerthel, Fisher & Company Financial Services, Inc.01-07-2016
Robert Wayne Bagby Jr.BFC Planning, Inc.Berthel, Fisher & Company Financial Services, Inc.01-14-2014
Douglas Robert FilipovitsCetera Advisors LLCBerthel, Fisher & Company Financial Services, Inc.11-27-2012
Adam Anthony WeingartnerArete Wealth Management, LLCBFC Planning, Inc.08-09-2016
David Lee BrummeBenjamin F. Edwards & Company, Inc.BFE Asset Management, LLC$10002-16-2010
Grant R. MyersEdward JonesBlackRock Investments, LLC$10002-12-2018
Jeffrey Lynn BryanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBlackRock Investments, LLC$2505-30-2017
Geoffrey Clarke ReevesEdward JonesBlackRock Investments, LLC08-08-2016
James Steven MoffattEdward JonesBlakeslee and Blakeslee Inc.$5008-26-2011
Sara Marie GelsheimerPlancorp, LLCBlue Ocean Portfolios, LLC07-22-2013
Scot Anthony KrempaEdward JonesBMO Capital Markets Corp.05-20-2013
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Derek A. NicklesonEdward JonesBMO Harris Financial Advisors, Inc.02-12-2018
James Matthew DuncanStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.01-18-2017
Jason Andrew Bernard-BuehrleEdward JonesBMO Harris Financial Advisors, Inc.11-14-2016
Thomas Herbert ThorntonLPL Financial LLCBMO Harris Financial Advisors, Inc.07-21-2016
Matthew John HickeyStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.06-29-2016
Kelly Jean RichardsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-26-2016
Norman Dennis SmithBancWest Investment Services, Inc.BMO Harris Financial Advisors, Inc.02-22-2016
Ellen Stevens BurrisUMB Financial Services, Inc.BMO Harris Financial Advisors, Inc.08-21-2014
Holly B. FrielEdward JonesBMO Harris Financial Advisors, Inc.03-01-2013
Matthew Paul KondrathEdward JonesBNY Mellon Securities Corporation08-14-2017
Joel Kevin HuetOpen Road Wealth Management, LLCBOK Financial Services, Inc.09-17-2018
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Showing 176 to 200 of 2,488 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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