Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Staci Lynn TempletonEdward JonesCetera Advisors LLC01-04-2016
Clarence Charles FranklinAvantax Investment Services, Inc.Cetera Advisors LLC12-07-2015
Bruce Anthony CramerCommonwealth Financial NetworkCetera Advisors LLC$5009-18-2014
Dawn Marie CramerCommonwealth Financial NetworkCetera Advisors LLC09-18-2014
David Kent SanfordSecurities America, Inc.Cetera Financial Specialists LLC08-11-2020
Garry Dale WeissLPL Financial LLCCetera Financial Specialists LLC07-16-2019
Rodney Blane MillerKestra Investment Services, LLCCetera Financial Specialists LLC11-12-2018
Benjamin Bin AnLPL Financial LLCCetera Financial Specialists LLC10-29-2018
Terri Ann CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Financial Specialists LLC$2507-13-2018
Kathryn Jo LamarEdward JonesCetera Financial Specialists LLC$3407-07-2014
Bradley Burett MouserNorthwestern Mutual Investment Services, LLCCetera Financial Specialists LLC$13211-19-2013
Andrew Steven OsborneWindward Private Wealth Management Inc.Cetera Financial Specialists LLC02-15-2013
Steven Thomas OsborneWindward Private Wealth Management Inc.Cetera Financial Specialists LLC02-11-2013
Ron Tillman DarrahAvantax Investment Services, Inc.Cetera Financial Specialists LLC10-12-2012
Bonnie Rae FiebigerAvantax Investment Services, Inc.Cetera Financial Specialists LLC10-01-2012
Domenico MastropierroAmeriprise Financial Services, LLCCetera Investment Services LLC08-07-2020
Heather Dawn MazanderVALIC Financial Advisors, Inc.Cetera Investment Services LLC09-23-2019
Edward Lawrence InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15005-28-2019
Scott Allan WilsonBancWest Investment Services, Inc.Cetera Investment Services LLC04-03-2018
Richard Lewis WolfeIntegrity Investors, L.L.C.CFD Investments, Inc.09-14-2020
Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$50005-19-2016
Juvie Ann C JimenezCitigroup Global Markets Inc.Charles Schwab & Co., Inc.09-10-2020
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
David Thomas WickenhauserMoneta Group Investment Advisors, LLCCharles Schwab & Co., Inc.08-19-2019
Teresa Anne HayesU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.01-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.