Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Scott Cook1st Global Capital Corp.Lincoln Financial Advisors Corporation01-06-2015
Jeffrey Scott McCorkendale1st Global Capital Corp.Edward Jones$2511-15-2010
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
Brian James SmithAcropolis Investment Management, L.L.C.VALIC Financial Advisors, Inc.09-18-2018
Adam Byron ClarkAdvicePeriod, LLCMoneta Group Investment Advisors, LLC03-01-2018
Roger Allen RekateAdvisor One, LLCMonticello Investment Services, Inc.12-06-2013
William Cordell WitherspoonAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Jennifer Annette PoseyAllstate Financial Services, LLCState Farm VP Management Corp.02-24-2017
Michael Paul CassaraAllstate Financial Services, LLCEdward Jones02-27-2015
Kyle Robert WooddellAllstate Financial Services, LLCK. W. Chambers & Co.03-20-2014
Michael Patrick Nolan Jr.Allstate Financial Services, LLCMutual of Omaha Investor Services, Inc.08-19-2013
William Arno BakerAllstate Financial Services, LLCNational Pension & Group Consultants, Inc03-25-2010
Charolette Lynn McKinneyAmerican Portfolios Financial Services, Inc.Waddell & Reed03-01-2011
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$2505-06-2019
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-14-2018
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Craig Alan ComstockAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5007-13-2018
Don Harlan GassAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Neal Evan AlsterAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Rusty L ReamAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
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Showing 1 to 25 of 2,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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